THESIS IDENTIFICATION. You should have initiated the search for an advisor and a thesis topic as soon as possible after passing the Qualifying Exam at the beginning of the Second year. It is a basic rule of our graduate program that a student entering the Third year must have identified an advisor who is willing to supervise her/him through the candidacy and presumably then the thesis. Students who are unable to satisfy this requirement can not continue in our program. PHD CANDIDACY. All students are expected to appear for their Candidacy Exam in Winter or Spring quarter of the Third year, and must do so by the end of Summer quarter without petitioning for re-enrollment. The student, working in consultation with a faculty advisor, proposes a specific area of research to be undertaken as his/her PhD thesis program. The student is expected to be adequately versed in the chosen area of research and to have undertaken sufficient research to assess that the proposed research is viable and can be finished within 2-3 years. Experience has shown that a minimum of six months of prepatory work and research is necessary to define a thesis project. Accordingly, we strongly recommend that students start focussing on thesis development research by Spring quarter of the Second year, maturing the effort over the Summer quarter and into the Third year. The committee for the candidacy exam is appointed by the Astronomy Option Rep, with strong guidance from the student and the advisor. In other words, you choose and I approve, subject to your choices meeting the distribution requirements. For further guidance on the candidacy committee composition and the exam content and procedures, please see http://www.astro.caltech.edu/~lah/option/cand.html Enrolling in a Fourth year without being admitted to candidacy requires a petition to the Caltech Graduate Studies Office for extended registration in the PhD program. See https://gradoffice.caltech.edu/forms-petitions COURSE WORK. All students beyond the Second year are required to take Ay 141abc, in addition to the course credit for research that is received via Ay 142. You need a minimum of 36 units to be registered as a student at Caltech.